NOV
14
0

NOTIFICATIONS OF APPROVED PROSPECTUSES: Citigroup Inc. (CI) Citigroup Global Markets Holdings Inc. (CGMH) Citigroup Global Markets Funding Luxembourg S.C.A (CGMFL)

NOTIFICATIONS OF APPROVED PROSPECTUSES: Citigroup Inc. (CI) Citigroup Global Markets Holdings Inc. (CGMH) Citigroup Global Markets Funding Luxembourg S.C.A (CGMFL)Original link
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NOV
14
0

EUROPEAN FAQ's: ESMA Questions and Answers on the Market Abuse Regulation – 12 November 2018 update

EUROPEAN FAQ's: ESMA Questions and Answers on the Market Abuse Regulation – 12 November 2018 updateOriginal link
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NOV
14
0

EUROPEAN FAQ’S: ESMA Questions and Answers on the Benchmarks Regulation (BMR) – 07 November 2018 update

EUROPEAN FAQ’S: ESMA Questions and Answers on the Benchmarks Regulation (BMR) – 07 November 2018 updateOriginal link
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NOV
14
0

BOARD DECISIONS: Withdrawal of CIF authorisation of Qino Management Advisory Ltd

BOARD DECISIONS: Withdrawal of CIF authorisation of Qino Management Advisory LtdOriginal link
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© CySEC

NOV
14
0

BOARD DECISIONS: Suspension of CIF licence of Fenix Capital Markets Trading Ltd

BOARD DECISIONS: Suspension of CIF licence of Fenix Capital Markets Trading LtdOriginal link
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© CySEC

NOV
14
0

ANNOUNCEMENTS: Recommencement of applications for CySEC Certifications Exams

ANNOUNCEMENTS: Recommencement of applications for CySEC Certifications ExamsOriginal link
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NOV
12
0

SECONDARY LEGISLATION: Directive DI87-06 regarding Tied Agents

SECONDARY LEGISLATION: Directive DI87-06 regarding Tied AgentsOriginal link
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NOV
05
0

CIRCULARS CIF: C286 CIFs, ASPs, UCITS M.C., Internally Managed UCITS, AIFMs, Internally Managed AIFs, Internally Managed AIFLNPs, Companies with sole purpose the management of AIFLNPs - Financial Action Task Force (FATF) Risk-based Approach Guidance for the Securities Sector

CIRCULARS CIF: C286 CIFs, ASPs, UCITS M.C., Internally Managed UCITS, AIFMs, Internally Managed AIFs, Internally Managed AIFLNPs, Companies with sole purpose the management of AIFLNPs - Financial Action Task Force (FATF) Risk-based Approach Guidance for the Securities SectorOriginal link
0

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NOV
05
0

CIRCULARS CIF: C284 CIFs, ASPs, UCITS M.C., Internally Managed UCITS, AIFMs, Internally Managed AIFs, Internally Managed AIFLNPs, Companies with sole purpose the management of AIFLNPs - FinCEN Advisory on the Iranian Regime's Illicit and Malign Activities and Attempts to Exploit the Financial System

CIRCULARS CIF: C284 CIFs, ASPs, UCITS M.C., Internally Managed UCITS, AIFMs, Internally Managed AIFs, Internally Managed AIFLNPs, Companies with sole purpose the management of AIFLNPs - FinCEN Advisory on the Iranian Regime's Illicit and Malign Activities and Attempts to Exploit the Financial SystemOriginal link
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NOV
02
0

CIRCULARS AIF & AIFM: C285 - External Managers of RAIFs - Registration of RAIFs in the relevant CySEC register (in Greek)

CIRCULARS AIF & AIFM: C285 - External Managers of RAIFs - Registration of RAIFs in the relevant CySEC register (in Greek)Original link
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